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BAR ASSAULT AND TAVERN LIABILITY PROXIMATE CAUSE
Keaton v. Gordon Biersch Brewery Restaurant Group, Inc., No. 05AP-110 (Ohio
App. Dist.10 05/16/2006)
[1] IN THE COURT OF APPEALS OF OHIO TENTH APPELLATE DISTRICT
[2] No. 05AP-110
[3] 2006-Ohio-2438, 2006.OH.0002441< http://www.versuslaw.com>
[4] May 16, 2006
[5] JENNIFER M. KEATON, ADMINISTRATOR OF THE ESTATE OF TIMOTHY R. KEATON,
DECEASED, PLAINTIFF-APPELLANT,
v.
GORDON BIERSCH BREWERY RESTAURANT GROUP, INC., DBA GORDON BIERSCH BREWERY
RESTAURANT ET AL., DEFENDANTS-APPELLEES.
[6] APPEAL from the Franklin County Court of Common Pleas. (C.P.C. No.
03CVC01-634).
[7] Colley, Shroyer & Abraham, Michael F. Colley and David I. Shroyer; Scott W.
Schiff & Associates, and Scott W. Schiff; Law Office of Richard Lanaham Goodman,
and R. Lanaham Goodman, for appellant Jennifer M. Keaton.
[8] Crabbe, Brown & James, and Christina L. Corl, for appellees.
[9] The opinion of the court was delivered by: Christley, J.
[10] (REGULAR CALENDAR)
[11] OPINION
[12] {¶1} Plaintiff-appellant, Jennifer M. Keaton ("plaintiff"), in her capacity
as administrator of the Estate of Timothy R. Keaton ("decedent"), appeals from a
judgment of the Franklin County Court of Common Pleas granting summary judgment
in favor of defendants-appellees, Gordon Biersch Brewery Restaurant Group, Inc.,
dba Gordon Biersch Brewery Restaurant, and GB Acquisitions, Inc. ("Gordon
Biersch").*fn1 Because the trial court properly granted summary judgment to
Gordon Biersch, we affirm.
[13] {¶2} According to the factual allegations in plaintiff's original
complaint, on May 26, 2002, a fight erupted in the bar portion of the Gordon
Biersch premises between decedent's friend and a group of intoxicated patron
assailants who had been drinking in the bar for a considerable period of time
prior to the fight. (Complaint, ¶8.) When the fight was permitted to escalate
over a significant and unreasonable period of time without intervention by
Gordon Biersch employees, decedent attempted to rescue his friend, who was being
beaten by members of the group of intoxicated patrons on Gordon Biersch
premises. Id. When decedent attempted to intercede, he was fatally injured when
his carotid artery was lacerated by one of the group of assailants, causing him
to bleed to death on the premises of Gordon Biersch. Id. at ¶8-9.*fn2
[14] {¶3} Plaintiff alleged that decedent's death was directly and proximately
caused by Gordon Biersch's negligence in: (1) failing to maintain its assumed
duty to provide adequate security for the protection and safety of bar patrons;
(2) creating, permitting and acquiescing in an atmosphere of excessive alcohol
consumption and aggressive and violent behavior, which created an imminent and
foreseeable risk of harm to bar patrons; (3) failing to provide adequate
employee training regarding control of intoxicated and unruly bar patrons; (4)
failing to provide adequate employee training regarding deterrence, prevention,
and control of excessive alcohol consumption and aggressive and violent conduct
by bar patrons; (5) failing to take action to deter or intercede in the fight;
(6) failing to prevent rioting, intoxication and drunkenness on its premises in
violation of R.C. 4399.16; 97) selling intoxicating beverages to intoxicated
persons on its premises in violation of Ohio common law and R.C. 4301.22(B) and
4399.18; (8) failing to maintain its duty to provide properly trained security
personnel or to take other security measures for the prevention of and/or
immediate intervention in the event of the occurrence of violent behavior on its
premises; and (9) selling intoxicating beverages to underage persons on its
premises in violation of R.C. 4301.22(A) and 4301.69(A). (Complaint at ¶11.)
[15] {¶4} Gordon Biersch filed a motion for summary judgment as to plaintiff's
claims. In a memorandum in support of the motion, Gordon Biersch argued that
summary judgment was appropriate for several reasons. First, Gordon Biersch
argued that, because plaintiff alleged that an intoxicated person inflicted the
injury, plaintiff could not assert a common law negligence claim, as R.C.
4399.18 provides the exclusive remedy for a person bringing a claim against a
bar owner for injury caused by an intoxicated patron.
[16] {¶5} Second, Gordon Biersch argued that, as a matter of law, plaintiff
could not successfully sustain a claim under R.C. 4399.18 because there was no
evidence that the action of an intoxicated person caused the injury or that the
injury was the proximate result of Gordon Biersch's negligence in knowingly
serving intoxicating beverages to an already intoxicated third party.
[17] {¶6} Third, Gordon Biersch asserted that, as a matter of law, plaintiff
could not successfully maintain claims under R.C. 4399.16, 4301.22 or 4301.69.
Finally, Gordon Biersch argued that plaintiff could not successfully maintain a
common negligence action even if such action were not precluded by R.C. 4399.18,
as Gordon Biersch had no duty to protect its patrons from the unforeseeable acts
of third parties.
[18] {¶7} Thereafter, with leave of court, plaintiff amended her complaint to
plead the factual alternative that decedent's fatal injury was inflicted by an
assailant or assailants who were patrons on the Gordon Biersch bar premises and
who may have been intoxicated or if not intoxicated, were part of the group of
intoxicated persons directly involved in the fight. Plaintiff's amended
complaint also included the assertion that decedent intervened in the fight at
the behest of Gordon Biersch.
[19] {¶8} Plaintiff filed a memorandum contra Gordon Biersch's motion for
summary judgment. As an initial matter, plaintiff argued that her common law
negligence claims were not preempted by R.C. 4399.18. More particularly,
plaintiff argued that her claim under R.C. 4399.18 was aimed at holding Gordon
Biersch vicariously liable for the actions of its intoxicated patrons. Her
negligence claim, independent from the sale and service of alcohol, was intended
to hold Gordon Biersch liable for its own negligence in engaging decedent's aid
in breaking up the fight and in failing to protect him from the foreseeable
criminal acts of third parties. Plaintiff further argued that summary judgment
was inappropriate on her R.C. 4399.18 and common law claims.
[20] {¶9} In its reply brief, Gordon Biersch contended that plaintiff had
effectively abandoned her R.C. 4301.22, 4301.69 and 4399.16 claims by failing to
counter the arguments set forth in its motion for summary judgment. Gordon
Biersch also asserted that certain evidence submitted by plaintiff was
inadmissible and thus could not be considered in opposition to the motion for
summary judgment. Finally, Gordon Biersch argued that plaintiff's admissible
evidentiary materials failed to support either her R.C. 4399.18 or common law
claims.
[21] {¶10} By decision and entry filed January 21, 2005, the trial court granted
summary judgment in favor of Gordon Biersch on all plaintiff's claims. The court
held that R.C. 4399.18 provides the exclusive remedy against a bar owner when
the actions of an intoxicated person cause injury, and that plaintiff failed to
establish Gordon Biersch's liability under the statute.
[22] {¶11} The court further barred plaintiff's common law claims, holding that,
since plaintiff had argued that the actions of an intoxicated person caused the
fatal injury, R.C. 4399.18 was her exclusive remedy. Despite this finding, the
court thoroughly analyzed plaintiff's common law claims, concluding that the
evidence was insufficient as a matter of law to establish that Gordon Biersch
owed a duty to warn or protect its patrons from the criminal acts of third
parties. The court also determined that plaintiff failed to establish violations
of R.C. 4301.22, 4301.69 and 4399.16.
[23] {¶12} Plaintiff has timely appealed the trial court's judgment, advancing a
single assignment of error, as follows:
[24] The trial court erred by granting summary judgment in favor of defendants
Gordon Biersch Brewery Restaurant Group, Inc., D/B/A Gordon Biersch Brewery
Restaurant, and GB Acquisitions, Inc.
[25] {¶13} In reviewing a summary judgment disposition, an appellate court
applies the same standard as that applied by the trial court. Maust v. Bank One
Columbus, N.A. (1992), 83 Ohio App.3d 103, 107. An appellate court reviews a
summary judgment disposition independently and without deference to the trial
court's determination. Brown v. Scioto Cty. Bd. of Commrs. (1993), 87 Ohio
App.3d 704, 711. In determining whether a trial court properly granted summary
judgment, an appellate court must review the standard for granting summary
judgment set forth in Civ.R. 56, as well as the applicable law.
[26] {¶14} Summary judgment is appropriate only where the evidence demonstrates
that: (1) no genuine issue of material fact remains to be litigated; (2) the
moving party is entitled to judgment as a matter of law; and (3) viewing the
evidence most strongly in favor of the nonmoving party, reasonable minds can
come to but one conclusion, and that conclusion is adverse to the nonmoving
party. Civ.R. 56(C); State ex rel. Grady v. State Emp. Relations Bd. (1997), 78
Ohio St.3d 181, 183. Any doubts must be resolved in favor of the nonmoving
party. Viock v. Stowe-Woodward Co. (1983), 13 Ohio App.3d 7, 12.
[27] {¶15} A party seeking summary judgment on the ground that the nonmoving
party cannot prove its case bears the initial burden of informing the trial
court of the basis for the motion and identifying those portions of the record
demonstrating an absence of genuine issues of material fact as to the essential
elements of the nonmoving party's claims. Dresher v. Burt (1996), 75 Ohio St.3d
280, 293. The moving party may not fulfill its initial burden simply by making a
conclusory assertion that the nonmoving party has no evidence to prove its case.
Id. Rather, the moving party must support its motion by pointing to some
evidence of the type set forth in Civ.R. 56(C) which affirmatively demonstrates
that the nonmoving party has no evidence to support the nonmoving party's
claims. Id. If the moving party fails to satisfy its initial burden, the motion
for summary judgment must be denied. Id. However, once the moving party
satisfies its initial burden, the nonmoving party bears the burden of setting
forth specific facts demonstrating that there is a genuine issue for trial. Id.
The "portions of the record" to which Dresher refers are those evidentiary
materials listed in Civ.R. 56(C) - "pleadings, depositions, answers to
interrogatories, written admissions, affidavits, transcripts of evidence, and
written stipulations of fact[.]"
[28] {¶16} In support of its summary judgment motion, Gordon Biersch submitted
depositions of three of the four persons who accompanied decedent to Gordon
Biersch on the night of his death - plaintiff, decedent's sister Cathy Keaton
(now Keaton-Minock), and Travis Webb - as well as those of Gordon Biersch
employees Ellyn Chantos, Chad Beldon, James Sharp, Brent Smith, Edward Annal,
Ryan Kato, Adam Vanchoff, Adam Rowan and Daniel Mizenko. The pertinent portions
of these summary judgment materials that set forth facts concerning the events
of May 26, 2002 will be discussed in this section of the opinion.
[29] {¶17} In order to lend perspective to the summary of the copious amount of
evidentiary submissions in the summary judgment exercise, we will indicate now
that we are affirming the ruling of the trial court in its grant of summary
judgment in favor of Gordon Biersch, albeit for different reasons. See Phillips
v. Dayton Power & Light Co. (1994), 93 Ohio App.3d 111, 115 ("[s]ince the
reviewing court must independently determine, as a matter of law, whether
summary judgment was properly rendered based upon the record made up in the
trial court, it is legally immaterial whether the trial court has provided a
sound analysis, or any analysis. A summary judgment based on a legally erroneous
analysis of the issues must be affirmed if the appellate court independently
determines that upon the record summary judgment should have been rendered as a
matter of law, albeit for different reasons"). A close and careful reading will
demonstrate that there was absolutely no evidence as to how the decedent
received the fatal wound or if its infliction was intentional, unintentional or
accidental without the direct involvement of any other person (e.g. a broken
bottle on the floor or by decedent's own negligence or action). There was even
no evidence that the wound was directly related to the bar room brawl. A
material issue of fact cannot be created when there is no "fact" except the
existence of a possibility.
[30] {¶18} Further, we find that the portions of the experts' opinions which
state that decedent's death was proximately caused by Gordon Biersch's
negligence are speculative and, as such, would be inadmissible. The absence of
any specific evidence as to how the wound came to be inflicted is critical. It
was not even established that a broken beer bottle or bar glass was the source
of the injury. The experts may have suspected that the perceived negligence of
Gordon Biersch caused the events which led to decedent's death, but they had no
facts before them which specifically supported that conclusion. Without any
underlying factual basis to support their opinions, these speculations cannot be
admissible in evidence. Naragon v. Dayton Power & Light Co. (Mar. 30, 1998),
Shelby App. No. 17-97-21. Accordingly, as summary judgment review permits review
of only admissible evidence, the experts' inadmissible conclusions as to Gordon
Biersch's liability for decedent's death cannot be considered. Id.
[31] {¶19} Gordon Biersch may have had a duty, it may have breached that duty,
damage may have occurred, but without evidence of proximate cause, there can be
no liability. Failure to prove any element of a negligence claim is fatal.
Whiting v. Ohio Dept. of Mental Health (2001), 141 Ohio App.3d 198, 202,
following Osler v. Lorain (1986), 28 Ohio St.3d 345, 347. Negligence alone does
not equate to liability. There must be some evidence that creates a material
issue of fact as to how any negligence of Gordon Biersch proximately caused the
fatal wound. Here, no such evidence exists; hence, summary judgment was
appropriate.
[32] {¶20} With the above summary of our rationale in mind, the evidence offered
is summarized as follows: Plaintiff testified that sometime after midnight on
May 26, 2002, she, Keaton-Minock, Webb, decedent and another woman, Kimberly
Shay, drove to Gordon Biersch for a nightcap after drinking at another
neighborhood bar. Decedent, Keaton-Minock and Shay went inside Gordon Biersch
while plaintiff and Webb stayed in the truck. A few minutes later, decedent
called Webb on his cell phone and asked him to come inside the bar. Upon
entering, plaintiff saw decedent, Keaton-Minock and Shay standing near the bar;
she also noticed a group of 25 to 35 people seated at nearby tables and booths.
The group was boisterous and loud; they were not, however, interacting with
decedent, Keaton-Minock, or Shay. Plaintiff indicated that, following a brief
private conversation with decedent, Webb approached a man standing across the
bar. Webb argued with the man and struck him in the face with his fist. Webb
then turned and punched a man seated in the booth area. Thereafter, several
members of the group jumped on Webb. Decedent soon joined the fight, during
which several glasses were thrown and shattered. Plaintiff averred that no
Gordon Biersch personnel ever attempted to intervene in the fight, which lasted
five to ten minutes. Plaintiff later saw decedent and Webb running toward the
front door; decedent did not appear to be injured. Plaintiff went outside, but
did not see any of her friends. Eventually, she saw decedent standing just
outside the front door, holding his bloody neck; she did not know how decedent
was injured or whether the injury was inflicted intentionally or
unintentionally.
[33] {¶21} Both Keaton-Minock and Webb generally corroborated plaintiff's
account of the incident, with some additional details. According to
Keaton-Minock, at some point during the fight, Webb fell to the floor; several
men punched, kicked, and stabbed at him with broken glass; no one from Gordon
Biersch attempted to assist Webb after he fell to the floor or to otherwise stop
the fight. Decedent eventually pulled Webb to his feet; decedent then found
Keaton-Minock and followed her toward the front door. Before reaching the door,
Keaton-Minock felt decedent slump against her. She turned around and saw him
clutching the right side of his neck; blood was seeping from between his fingers
and he said he had "been hit." (Keaton-Minock November 4, 2003 deposition, at
83.) Keaton-Minock managed to pull decedent out the front door. Once outside,
decedent ran down a walkway adjacent to the bar and then collapsed.
Keaton-Minock testified that she did not see anyone throw anything at decedent
and did not know what caused his injury.
[34] {¶22} Webb testified that decedent called him from the bar to enlist his
aid in dealing with some patrons who were "messing with [decedent]" (Webb
November 5, 2003 deposition, at 49). Inside the bar, Webb approached one of the
reported offenders and told him to leave his friend alone. After Webb and the
man exchanged pushes, Webb hit the man in the face. As Webb turned to walk away,
a group of young men began shouting at him. One man seated in a nearby booth
stood up as if he wanted to fight; Webb punched him in the side of the head.
Thereafter, several men jumped on Webb, knocked him to the floor, and repeatedly
kicked him and hit him with chairs. A few minutes later, decedent found Webb and
helped him to his feet; Webb, decedent and Keaton-Minock then ran through the
crowd toward the door. According to Webb, by this time, much of the crowd was
engaged in the fight, during which glasses were shattered all over the bar;
however, none of the Gordon Biersch employees attempted to intercede in the
fight. Approximately 15 or 20 feet from the door, Webb saw decedent clutch his
bleeding neck and say he had been "hit." Id. at 69. Webb did not see anyone cut
decedent or throw anything at him. Decedent then ran out the door and collapsed.
Outside, a few of the combatants from the bar averred that decedent "deserved
[his] injury." Id. at 83. Police later questioned Webb; he was released the same
night.
[35] {¶23} Chad Beldon, a bartender, testified that at approximately 12:30 a.m.,
on May 26, 2002, he observed two women and two men enter the bar together.
Because the women appeared to be intoxicated, Beldon and the other bartenders
resolved not to serve them alcohol. One of the men, later identified as Webb,
began arguing with a male patron near the bar; Webb then approached the bar and
asked one of the other bartenders, Dan Mizenko, for a drink. In an attempt to
prevent an altercation, Mizenko refused to serve Webb and asked him to leave.
Webb then intentionally knocked some glasses off the bar. According to Beldon,
one of the other bartenders, Ryan Kato, confronted Webb and told him to leave.
Thereafter, Webb engaged in a pushing match with a male patron seated at the
bar; he then attempted, unsuccessfully, to punch another patron; instead, he hit
a woman seated in a nearby booth.
[36] {¶24} Following this incident, a fistfight erupted between Webb and several
occupants of the booth. The fight spilled over to an open area of the bar; other
patrons yelled at Webb and tossed glasses into the melee. Webb's friend, later
identified as decedent, joined the fight. Beldon estimated that the fight lasted
two to five minutes and involved seven or eight patrons. According to Beldon, a
group of Gordon Biersch employees eventually intervened and told everyone to
leave. Shortly thereafter, Beldon went outside and observed decedent seated on
the ground, bleeding from the neck; he did not see how decedent was injured.
[37] {¶25} Mizenko testified that he, Beldon and Kato eventually quelled the bar
fight, which lasted three to five minutes, and thereafter asked everyone in the
bar to leave. He further testified that he did not see who assaulted decedent.
[38] {¶26} Edward Annal, the assistant manager on duty the night of the
incident, testified that, at about 1:45 a.m., he was in the dining area when he
heard the crash of glass; shortly thereafter, one of the cocktail servers, Rob
Carlson, reported that there was a problem in the bar area. Upon investigation,
Annal saw a group of about seven to ten people aggressively pushing and shouting
at one another; he had no idea when or how the fight started. Annal testified
that, as the fight migrated from one area of the bar toward the door, a "tidal
wave of glass" from the bar area shot over the group and smashed against the
host stand. (Annal November 6, 2003 deposition, at 58, 64.) Annal and the other
Gordon Biersch employees herded the combatants out of the bar. A short time
later, Brent Smith, who had gone outside with the group, reported that someone
had been seriously cut and needed medical attention. Annal called 911; police
and emergency medical personnel responded shortly thereafter.
[39] {¶27} Carlson testified that he was working behind the bar when Webb
approached and requested a drink from Mizenko, who refused to serve him. Webb
became verbally abusive and knocked a glass to the floor. Mizenko told Webb to
leave the bar. Pursuant to Gordon Biersch policy, Carlson and Kato escorted Webb
toward the door. As they passed a booth, some of the occupants made derogatory
comments about Webb. Webb responded by hitting one of the female occupants in
the side of the head; he then ran toward another group of patrons seated at a
nearby table. As the group traded punches with Webb, a woman was knocked to the
floor. Decedent joined the fray, kicking the woman in the stomach. During the
fight, glasses were thrown and chairs were overturned. Carlson stood behind a
pillar to protect himself from flying debris; he then told Annal to call the
police. Carlson estimated that the fight lasted three to four minutes.
Eventually, the group dispersed and went outside; Carlson then noticed decedent
holding his neck, which appeared to be badly cut.
[40] {¶28} Adam Vanchoff testified that he saw several young men fighting in the
bar for "a couple of minutes." (Vanchoff November 7, 2003 deposition, at 24.) He
could not identify any of the individuals involved in the fight and could not
recall how the fight began. According to Vanchoff, he and another Gordon Biersch
employee, Adam Rowan, watched the fight from about 15 feet away.
[41] {¶29} James Sharp testified that he served a group of patrons celebrating a
21st birthday, the majority of whom were drinking alcohol. At some point, Sharp
noticed Webb engaged in a loud argument and pushing match with another patron
near the bar. Thereafter, Webb and the birthday celebrants began arguing;
eventually the arguing escalated into a fistfight. Sharp testified that he saw
decedent in the area of the fighting, but could not determine his level of
involvement. He further testified that when the combatants began throwing
glasses and other objects, he and some of the patrons sought protection under a
table. According to Sharp, the fight continued for three to five minutes, after
which the participants went outside.
[42] {¶30} Smith testified that he noticed Webb in the bar with two visibly
intoxicated women. At some point, he heard a glass break at the bar; he then
heard Mizenko tell Webb to leave. Webb responded to Mizenko's command with a
string of expletives. A patron seated in a nearby booth began arguing with Webb.
Webb attempted to punch the patron with his fist; instead, he struck a woman
seated in the booth. The patron lunged at Webb and the two began fighting.
Eventually, several other patrons joined the fight, including decedent. Smith
tried unsuccessfully to intercede. Smith testified that several glasses were
thrown during the fight, which went on for no more than five minutes. After the
fight ended, Smith went outside; he saw decedent walking toward him, clutching
his throat; however, he did not see where or how decedent was injured.
[43] {¶31} Kato testified that he heard Webb arguing with another patron near
the bar. After Webb struck the man, Kato and Mizenko told him to leave. Webb
began shouting expletives and struck a woman seated in a nearby booth. Several
of the males seated in the booth confronted Webb; a physical altercation then
ensued. Kato initially attempted to intervene; however, after some of the
patrons began throwing glassware, he retreated behind the bar. The crowd
dispersed after being informed that the police had been called. Kato followed
the group outside to make certain no more fights erupted. While outside, he
noticed decedent bleeding from the neck; he did not, however, see how decedent
was injured.
[44] {¶32} Adam Rowan testified that as he stood in the area between the bar and
the restaurant, he heard glass breaking. He later saw a group of four or five
patrons from the booth area fighting with Webb and another man; he did not know
whether any of those involved in the fight had been drinking.
[45] {¶33} Ellyn Chantos, the general manager of the Columbus Gordon Biersch,
testified that the police contacted her after the May 26, 2002 incident and
requested her presence at the scene. Over the next few days, Chantos spoke
individually to each of the employees who witnessed the fight. According to
Chantos, Smith and Mizenko told her that they did not serve alcohol to decedent
and his friends because they were obviously intoxicated. Chantos completed a
"Guest Injury Incident Report" in which she noted that decedent had sustained a
fatal cut to his neck, allegedly from broken glass, and that broken glass and
overturned chairs were strewn about the floor of the bar.
[46] {¶34} As noted previously, plaintiff filed a memorandum contra Gordon
Biersch's motion for summary judgment. In support, plaintiff submitted a copy of
an informational summary prepared by a police detective following an interview
with Gordon Biersch employee Smith. Plaintiff also submitted depositions
identical to those filed by Gordon Biersch, as well as depositions of Gordon
Biersch employees Barbara Rafalowski and Dylan Wayman, expert witnesses Jane
Gray, Ph.D. and Timothy Dimoff, and Kimberly Shay, the fourth person with
decedent on the night of his death. In addition, plaintiff submitted affidavits
from Gordon Biersch employees Sharp and Wayman, expert witnesses Dimoff and
Gray, and several Gordon Biersch patrons -- John Burton, Angela Markin Seger,
Joseph Gaynor, Jaya Venkataramani, and Sanjiv Lal. We set forth at this time
those portions of the summary judgment materials pertinent to the events of May
26, 2002.
[47] {¶35} Kimberly Shay testified that she and Keaton-Minock were intoxicated
when they arrived at Gordon Biersch. Shay described decedent as "very jittery"
and "paranoid" when he called Webb and asked him to join them in the bar. (Shay
February 7, 2004 deposition, at 52.) When Webb arrived, decedent remarked that
he was afraid that the other people at the bar were going to cause problems.
Webb approached a man at the bar; Webb pushed the man and punched him more than
once. According to Shay, two Gordon Biersch employees unsuccessfully attempted
to diffuse the situation, and the altercation grew to encompass several other
patrons, including decedent. Shay estimated that the fight lasted a little over
five minutes. At one point, she saw Gordon Biersch employees escort Webb out of
the bar; she also noticed decedent and Keaton-Minock leave the bar together.
Shortly thereafter, Shay walked outside; decedent walked toward her, bleeding
from the throat. Shay testified that decedent did not indicate how he had been
injured, and she did not witness the injury.
[48] {¶36} John Burton and Jaya Venkataramani testified that they arrived at
Gordon Biersch at about 9:30 p.m. on May 25, 2002 and sat near a row of booths
occupied by a group of fraternity members and friends celebrating a birthday.
Most of the fraternity group was drinking beer and shots of liquor. As the
evening progressed, the group got increasingly louder and more unruly. According
to Burton, many in the group were clearly intoxicated. Burton and Venkataramani
left the bar sometime between 12:30 and 1:00 a.m.; consequently, neither
witnessed the fight.
[49] {¶37} Angela Markin Seger testified that she was sitting on Gordon
Biersch's outdoor patio when the fight erupted inside the bar sometime after
1:00 a.m. At the time, there were approximately 60 to 80 people inside the bar.
Seger further averred that she did not see who was involved in the fight or how
it began; however, she saw a man run out of the front entrance of the bar
holding his neck with blood running through his fingers.
[50] {¶38} Joseph Gaynor testified that he and several members of his
fraternity, including Jim Sulayman, celebrated the 21st birthday of a fraternity
member, Joe Krall, at Gordon Biersch on the evening of May 25, 2002. According
to Gaynor, fraternity tradition dictated that Krall drink 21 shots of alcohol in
celebration of his birthday. When Gaynor arrived sometime between 11:45 p.m. and
12:00 a.m., many in the group were already drinking heavily, and some were
"obviously intoxicated." (Gaynor affidavit, at ¶5.) Despite this fact, Gordon
Biersch personnel continued to serve the group alcohol. When Gaynor left at 1:00
a.m., the fight had not yet commenced. On his way out of the bar, he saw
Sulayman's roommate, David Kosakowski, enter the bar and join the group.
[51] {¶39} Sanjiv Lal testified that he and some friends arrived at Gordon
Biersch at approximately 12:00 a.m. on May 26, 2002. Since Lal's group knew many
of the people in the fraternity group, they joined them in the bar area; all
were drinking heavily. Among the revelers were David Kosakowski and Jim Sulayman.
Around 1:00 a.m., an altercation broke out between Webb and another man at the
bar, during which Webb struck a girl who was sitting with the fraternity group.
A fight ensued between Webb and several in the fraternity group, which
eventually encompassed 10 to 15 people. At some point, Lal walked outside the
front entrance, where he observed Kosakowski "on top of [decedent] punching
him." (Lal affidavit, at ¶6.) According to Lal, when Kosakowski got up, he had a
"terrible look on his face" and threw "some kind of glass" on the ground; he
then said "* * * I got to get the hell out of here," and ran away. Id. When
decedent got up, Lal saw that he was bleeding profusely from a neck wound.
[52] {¶40} As noted, plaintiff contends the trial court erred in granting
summary judgment in favor of Gordon Biersch. Initially, we note that plaintiff
has failed to specifically challenge on appeal the trial court's grant of
summary judgment on her claims under R.C. 4399.16, 4301.22 and 4301.69;
accordingly, those issues are not before us.
[53] {¶41} Plaintiff first asserts the trial court erred in holding as a matter
of law that R.C. 4399.18 subsumes all common law negligence claims against a
liquor permit holder. Plaintiff maintains that Gordon Biersch was negligent in
its provision of security, which is separate and distinct from vicarious
liability under R.C. 4399.18, and that the trial court failed to recognize this
distinction.
[54] {¶42} The version of R.C. 4399.18 in effect on May 26, 2002 provides, in
pertinent part, as follows:
[55] * * * [N]o person, and no executor or administrator of the person, who
suffers personal injury, death, or property damage as a result of the actions of
an intoxicated person has a cause of action against any liquor permit holder or
an employee of a liquor permit holder who sold beer or intoxicating liquor to
the intoxicated person unless the injury, death, or property damage occurred on
the permit holder's premises or in a parking lot under the control of the permit
holder and was proximately caused by the negligence of the permit holder or an
employee of the permit holder. * * *
[56] {¶43} Accordingly, under R.C. 4399.18, a plaintiff must present some
evidence to establish that (1) the act of an intoxicated person caused the
personal injury, death, or property damage; (2) the intoxicated person's act
occurred on the liquor permit holder's premises; and (3) the intoxicated
person's act was proximately caused by the liquor permit holder's negligence in
knowingly serving intoxicating beverages to the already intoxicated person. See
McKinley v. Chris' Band Box, 153 Ohio App.3d 387, 390, 2003-Ohio-4086.
[57] {¶44} The trial court determined that plaintiff had consistently asserted
only that an intoxicated person inflicted decedent's fatal wound; as such, the
court analyzed plaintiff's claim under R.C. 4399.18. That analysis resulted in a
finding that plaintiff had failed to present any evidence demonstrating that
Kosakowski or some other unidentified bar patron was intoxicated at the time the
injury was inflicted, or that Gordon Biersch served Kosakowski or the
unidentified bar patron with knowledge that they were already intoxicated.
Having so found, the court concluded that plaintiff had failed to set forth a
claim under R.C. 4399.18.
[58] {¶45} The court further determined that since R.C. 4399.18 provides the
sole remedy for a plaintiff asserting a claim against a permit holder seeking to
recover damages as the result of the actions of an intoxicated person,
plaintiff's common law negligence claims were barred because plaintiff had
asserted only that decedent's injury was inflicted by an intoxicated person.
Accordingly, the court held that plaintiff's common law claims were prohibited.
[59] {¶46} Plaintiff does not contest the trial court's conclusion as to her
claims under R.C. 4399.18. Indeed, plaintiff concedes that "[R.C. 4399.18] is
applicable only when the actions of an intoxicated person cause injury. Since
there is no evidence an intoxicated third party contributed to the death of
[decedent], R.C. 4399.18 has no application." (Plaintiff's brief, at 13.)
Rather, plaintiff challenges the trial court's determination that R.C. 4399.18
provides the exclusive remedy for a plaintiff asserting a cause of action
against a permit holder due to injuries caused by an intoxicated third party on
the permit holder's premises. Plaintiff contends that Ohio appellate courts have
held, even in cases involving intoxicated patrons, that common law remedies are
available when the negligence of a bar owner is alleged separate and apart from
its status as a provider of alcohol. Here, plaintiff argues her amended
complaint asserted alternatively that decedent's death was caused by either an
intoxicated or a non-intoxicated assailant; therefore, even conceding that the
trial court correctly determined she could not recover under R.C. 4399.18, she
can, alternatively, recover under a common law negligence theory.
[60] {¶47} R.C. 4399.18 provides a cause of action against a liquor permit
holder or its employees for off-premises injuries caused by an "intoxicated
person" under certain limited circumstances. See Klever v. Canton Sachsenheim,
Inc. (1999), 86 Ohio St.3d 419, 421; Gressman v. McClain (1988), 40 Ohio St.3d
359, 362-363. R.C. 4399.18 does not, however, address or otherwise limit causes
of action against a liquor permit holder or its employees for injuries caused by
a non-intoxicated person. "Therefore, neither an attack by one who is not
intoxicated, nor a mere slip and fall not caused by an intoxicated person, would
be included in the statute's exception." Aubin v. Metzger, Allen App. No.
1-03-08, 2003-Ohio-5130, ¶16. The question in this case is whether plaintiff
sufficiently asserted that decedent's injury was the result of the actions of a
non-intoxicated person, sufficient to support a common law negligence claim. We
find that she did.
[61] {¶48} The trial court found, and Gordon Biersch contends, that plaintiff
asserted only that decedent was killed by an intoxicated patron. It is true that
the amended complaint alleges that decedent's death was caused by an intoxicated
patron. However, Civ.R. 8(E)(2) permits alternative or hypothetical pleading, or
even the use of inconsistent claims, and states, in part, that "[w]hen two or
more statements are made in the alternative and one of them if made
independently would be sufficient, the pleading is not made insufficient by the
insufficiency of one or more of the alternative statements. A party may also
state as many separate claims or defenses as he has regardless of consistency
and whether based on legal or equitable grounds."
[62] {¶49} As we view it, the amended complaint contains language which
sufficiently asserts that decedent's fatal wound was inflicted by a
non-intoxicated assailant. Our interpretation reinforces the concept of "notice
pleading" within Civ.R. 8(A)*fn3 and comports with the principle of Civ.R. 8(F)
that "[a]ll pleadings shall be so construed as to do substantial justice." "An
important principle underlying the adoption of the Civil Rules is that the rules
'reject the approach that pleading is a game of skill in which one misstep by
counsel may be decisive to the outcome and accept the principle that the purpose
of pleading is to facilitate a proper decision on the merits.' " Iacono v.
Anderson Concrete Corp. (1975), 42 Ohio St.2d 88, 92, quoting Conley v. Gibson
(1957), 355 U.S. 41, 48, 78 S.Ct. 99. We therefore conclude that simply because
the complaint states seemingly inconsistent claims as to the assailant's
intoxication status, it does not negate the validity of either claim.
Accordingly, plaintiff may pursue her claims of common law negligence against
Gordon Biersch.
[63] {¶50} As noted previously, plaintiff asserts two separate negligence
claims. Plaintiff first claims that Gordon Biersch negligently caused decedent's
death by failing to provide adequate security on the premises. Second, plaintiff
asserts that Gordon Biersch negligently caused decedent's death by requesting
his assistance in controlling Webb.
[64] {¶51} To establish actionable negligence, a plaintiff must demonstrate the
existence of a duty, a breach of that duty, and an injury proximately resulting
therefrom. Reitz v. May Co. Dept. Stores (1990), 66 Ohio App.3d 188, 191, citing
Jeffers v. Olexo (1989), 43 Ohio St.3d 140, 142. Failure to prove any element is
fatal to a negligence claim. Whiting, supra.
[65] {¶52} The existence of a business owners' duty to provide for the security
of its patrons is a question of law for the court to decide on a case-by-case
basis. Reitz, supra, at 192. As a general rule, a business owner owes no duty to
protect its patrons from the criminal conduct of a third person because such
conduct is usually beyond reasonable expectation and a business owner is not an
insurer of the safety of its patrons while they are on its premises. Id.
However, a duty to protect patrons from the criminal acts of third parties may
arise when the business owner knows or should know that substantial risk of harm
to its patrons exists on its premises. Id.
[66] {¶53} As noted previously, the trial court concluded that the evidence was
insufficient as a matter of law to establish that Gordon Biersch owed a duty to
warn or protect its patrons from the criminal acts of third parties. We need not
address the trial court's conclusion, however, because even if Gordon Biersch
had a duty to protect decedent, we find that no evidence supports a conclusion
that Gordon Biersch's failure to provide that protection caused decedent's
injuries. Although proximate cause is ordinarily a question of fact for the
jury, "where no facts are alleged justifying any reasonable inference that the
acts or failure of the defendant constitute the proximate cause of the injury,
there is nothing for the jury (to decide), and, as a matter of law, judgment
must be given for the defendant." Sullivan v. Heritage Lounge, Franklin App. No.
04AP-1261, 2005-Ohio-4675, at ¶33, quoting Stuller v. Price, Franklin App. No.
03AP-66, 2004-Ohio-4416, at ¶70.
[67] {¶54} Here, no evidence demonstrates either that Gordon Biersch's failure
to intervene in the bar fight was the proximate cause of decedent's death or
that the fight itself was the proximate cause of decedent's death. Plaintiff can
only speculate that the temporal relationship between the fight and the fatal
injury relates the two. Not one person who was at Gordon Biersch on the night of
decedent's death testified that they knew how decedent was killed, how the wound
was inflicted, or even if a person inflicted it. In addition, although both of
plaintiff's experts opined that Gordon Biersch's negligence in failing to
provide adequate security proximately resulted in decedent's death, both
admitted that they did not know who killed decedent, whether the assailant was a
bar patron, whether the assailant was involved in the fight inside the bar, or,
most importantly, whether decedent's death was even related to the fight.
Accordingly, their opinions do not create a genuine issue of material fact as to
proximate cause, as neither opinion is supported by any facts. Plaintiff's best
attempt at establishing how decedent was killed is the testimony of Lal, who saw
Kosakowski punch decedent and then flee the scene after discarding a piece of
glass. However, Lal testified that this incident occurred outside the front
entrance of the bar, and not in the bar area where the fight occurred. In short,
the only person who may have witnessed the fatal assault testified that it
happened well away from the fight.
[68] {¶55} For the foregoing reasons, we conclude that plaintiff did not sustain
her burden of supporting her claim with evidence establishing a genuine issue of
material fact as to whether Gordon Biersch's negligence in failing to provide
adequate security on the premises was the proximate cause of decedent's death.
[69] {¶56} Plaintiff also contended that Gordon Biersch negligently caused
decedent's death by engaging his aid in controlling Webb. In support of this
claim, plaintiff submitted an "Informational Summary" prepared by Columbus
Police Detective Timothy E. Huston following his interview with Smith. The
summary includes Smith's statement that soon after Webb punched the man in the
booth, several Gordon Biersch employees appealed to decedent for help in getting
Webb out of the bar.
[70] {¶57} Assuming, arguendo, the admissibility of the challenged statement,
plaintiff's assertion that Gordon Biersch "appealed to [decedent] to rescue
other patrons and help diffuse the fight" (brief, at 16) mischaracterizes
Smith's statement. Plaintiff infers that Gordon Biersch employees asked decedent
to dive into the melee that followed after Webb punched the man in the booth. As
noted, however, Smith stated only that decedent was asked to help get his friend
Webb out of the bar. Further, plaintiff merely speculates that this request
prompted decedent to join in the fight, or that, absent such request, he would
not have joined the fight. No evidence supports either of these propositions.
Finally, and most importantly, even if Gordon Biersch negligently sought
decedent's assistance in breaking up the fight, we have already determined that
plaintiff has failed to satisfy her burden of establishing a genuine issue of
material fact as to proximate cause.
[71] {¶58} Lastly, plaintiff contends that the trial court's application of R.C.
4399.18 creates arbitrary classifications regarding the rights of tort victims
to recover against liquor permit holders in violation of Section 2, Article 1,
Ohio Constitution. More specifically, plaintiff contends that the trial court's
application of R.C. 4399.18 creates arbitrary distinctions between victims
injured by intoxicated patrons and victims injured by non-intoxicated patrons
relative to their right to assert common law negligence claims against a liquor
permit holder.
[72] {¶59} A review of the record reveals that plaintiff did not contest the
constitutionality of R.C. 4399.18 in her memorandum in opposition to Gordon
Biersch's motion for summary judgment. "Failure to raise at the trial court
level the issue of the constitutionality of a statute or its application, which
issue is apparent at the time of trial, constitutes a waiver of such issue and a
deviation from this state's orderly procedure, and therefore need not be heard
for the first time on appeal." State v. Awan (1986), 22 Ohio St.3d 120,
syllabus. (Emphasis added.) Here, the intoxication status of decedent's
assailant, as it related to plaintiff's ability to assert claims under both R.C.
4399.18 and the common law, was the central theme of Gordon Biersch's motion for
summary judgment. Thus, plaintiff's contention that she could not have raised
the argument at the trial court level is disingenuous. Further, our
determination that plaintiff successfully pled alternative causes of action
under R.C. 4399.18 and the common law renders plaintiff's argument moot.
[73] {¶60} For the foregoing reasons, plaintiff's single assignment of error is
overruled and the judgment of the Franklin County Court of Common Pleas is
hereby affirmed, albeit for different reasons.
[74] Judgment affirmed.
[75] FRENCH and McGRATH, JJ., concur.
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Opinion Footnotes
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[76] *fn1 Plaintiff also sued Nationwide Realty Investment, Inc., Nationwide
Life Insurance Co., Nationwide Mutual Insurance Co., and AD Investments, LLC.
All four entities were ultimately dismissed from the lawsuit.
[77] *fn2 We emphasize that these facts represent only the allegations contained
in the complaint.
[78] *fn3 Civ.R. 8(A) provides, in part, that "A pleading which sets forth a
claim for relief * * * shall contain (1) a short and plain statement of the
claim showing that the pleader is entitled to relief, and (2) a demand for
judgment for the relief to which he deems himself entitled."